Welcome to Tokiwa site
 
 

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Site Map
About Tokiwa
About us
Company Profile
Head Office - Tokyo
Worldwide customer service
Commercial, Corporate and Professional Customers
General Customers
Organisational Structure
Responsible Directors
Management Board of Directors
Financial Management and Compliance Committees
Markets and Credit Risk Management
Administrations and Human Resources Management
Marketing and Sales
Operations
Customer Service
Our Business Objectives
Our Mission Statements
Our Values
Business Environmental Scanning
Business Implementation Scanning
Our Performance Pledges
Cross-Border Co-operation
Co-operative Arrangements with Local Organisations
Co-operative and Partnership Opportunities
Request for Proposals
Complaints Against the Company
Public Interest Grievances
Complaints Against Staff
Company Historical Background

News Room
Link to External Market Reports
World Major Foreign Exchange Markets 
World Major Bonds and Interest Rates Markets
World Major Stock and Indices Markets 
World Bullion Markets
World Oil and Energy Markets
World Commodities and Futures Markets
Others
Link to Market Commentaries and Traders' Views
Volume 1 - Regulatory Philosophy
Volume 2 - Business Standards
Codes, Guidelines & Circulars
Archives - Codes, Guidelines & Circulars
Codes, Guidelines & Circulars
Archives - Codes, Guidelines & Circulars


Markets & Products
Trading Service
Licensed Persons
Automated Trading Services
List of Authorised Investment Products
Licensing Related Matters
Forms
Circulars
FAQs
Licensing Related Publications
Intermediaries Supervision Related Matters
Submission of Financial Return
Forms
Circulars
FAQs
IS Related Publications
Investment Products Related Matters
Forms & Checklists
Circulars
FAQs
IP Related Publications
Modifications or Waivers for Statutory Requirements
Forms
Circulars

Services
Prospectuses & Exemptions under Companies Ordinance
Guidelines
Unlisted Shares / Debentures
Listed Shares / Debentures
Takeovers & Mergers
Codes & Guidelines
Forms
Takeovers Panel & Appeal Committee
Panel and Executive Decisions / Statements
Current Cold Shoulder Orders
Past Cold Shoulder Orders
Transactions
Announcements & Documents for Public Listed Companies
Announcements & Documents for Public Unlisted Companies
Current Dealing Disclosures
Past Dealing Disclosures
Exempt Status (EFM/EPT)
Exempt Fund Managers (EFM)
Exempt Principal Traders (EPT)
Register of Shareholdings under Rule 26.6 of Takeovers Code
Documents on Display

Notices
Part XV of SFO - Disclosure of Interests
Forms & Notes for Filing DI Notices
Forms for Notification of Place of Registers (Substantial Shareholders'/ Directors')
Licensing Related
Licensing Application & Notification Forms
Samples of Completed Licensing Forms
Questionnaires
Others
Intermediaries Supervision Related
Financial Return
Forms under S & F (Accounts & Audit) Rules
Audit Questionnaire
Subordinated Loan Application Guidelines and Proforma Agreements
Investment Products Related Forms and Checklists
Takeovers & Mergers Related

Bulletin Board
All News ( including Enforcement )
Enforcement News

Download Forms
Speeches
Publications
Investor Brochures
Annual / Quarterly Reports
SFC Newsletters
Enforcement Reporter
SFC Quarterly Bulletin
Surveys & Reports
Others
Consultation Papers & Conclusions

Careers
Research Papers
Market & Industry Statistics

Contact Us
Part XV of SFO - Disclosure of Interests
Licensing Related
Intermediaries Supervision Related
Investment Products Related
Enforcement Related
Contingency Information
Others

E-trade System
Useful Information
HKEx Emergency Procedures and Guidelines
Emergency Contact Information
Related Links
Sixth Ministerial Conference (MC6) of the World Trade Organization (WTO)
Business Continuity Planning (BCP) Meeting for Asian Financial Regulators 2006
Avian Flu
FAQs

E-trade System Demo
Development Progress of XBRL in Hong Kong
What's New?
Roadmap
Future Events
Past Events
XBRL Preparatory Working Group
Introduction of the PWG
Document Repository
List of Members
About XBRL
Introduction to XBRL
Benefits of XBRL to Hong Kong
Useful Links

CSD
Development Progress of XBRL in Hong Kong
What's New?
Roadmap
Future Events
Past Events
XBRL Preparatory Working Group
Introduction of the PWG
Document Repository
List of Members
About XBRL
Introduction to XBRL
Benefits of XBRL to Hong Kong
Useful Links

 

 
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